-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q0MUP8/NEJhbM6NrdV3JhgWWaQ/N/mlEyjxzWDwU8lx05fMLeWL1jn4GXAIqAkD6 a8iPygYASliadSwzGXTqSQ== 0000950152-98-009827.txt : 19981229 0000950152-98-009827.hdr.sgml : 19981229 ACCESSION NUMBER: 0000950152-98-009827 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WINTON FINANCIAL CORP CENTRAL INDEX KEY: 0000857907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 311303854 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41400 FILM NUMBER: 98775947 BUSINESS ADDRESS: STREET 1: 5511 CHEVIOT ROAD CITY: CINCINNATI STATE: OH ZIP: 45247 BUSINESS PHONE: 5133853880 MAIL ADDRESS: STREET 1: 5511 CHEVIOT ROAD CITY: CINCINNATI STATE: OH ZIP: 45247 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RANDOLPH DANIEL P TRUSTEE CENTRAL INDEX KEY: 0000940102 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 316284204 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: RITTER & RANDOLPH STREET 2: 105 EAST FOURTH ST STE 700 CITY: CINCINNATI STATE: OH ZIP: 45202 MAIL ADDRESS: STREET 1: RITTER & RANDOLPH STREET 2: 105 EAST FOURTH ST STE 700 CITY: CINCINNATI STATE: OH ZIP: 45202 SC 13G/A 1 WINTON FINANCIAL CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6) Winton Financial Corporation ----------------------------------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------------------------------- (Title of Class of Securities) 976446-10-4 ----------------------------------------------------------------------------- (Cusip Number) Check the following if a fee is being paid with this statement ___. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the following page(s) Page 1 of 5 2 SCHEDULE 13G CUSIP NO. 74435P-10-4 PAGE 2 OF 19 PAGES - ----------------------------------------------------------------------------------------------------------- | 1 | NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | Daniel P. Randolph - IRA ###-##-#### | | | Daniel P. Randolph - Trustee U/A R. Irene Randolph, | | | dtd. 01/13/96, 31-6284204 | | | Daniel P. Randolph - Trustee U/A Ronald I. Oldiges, | | | dtd. 03/06/92, ####-##-#### | | | Charles H. Randolph Trust U/A, 31- | |-----|---------------------------------------------------------------------------------------------------| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x ] | | | ---- | | | (b) [ ] | | | ---- | |-----|---------------------------------------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |-----|---------------------------------------------------------------------------------------------------| | 4 | SOURCE OF FUNDS* | | | | | | Owner or Grantors | | | | | | | |-----|---------------------------------------------------------------------------------------------------| | 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT | | | TO ITEMS 2(d) OR 2(e) [ ] | | | ---- | | | | | | | |-----|---------------------------------------------------------------------------------------------------| | 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | - Both Trust Under the Laws of the State of Ohio | | | - United States of America | | | - An Ohio General Partnership | |-------------------------------|-------|-----------------------------------------------------------------| | NUMBER OF | 7 | SOLE VOTING POWER | | | | | | SHARES | | IRA 42,144 Shares/.010498 | | | | Randolph Trust 178,164 Shares/.0443822 | | BENEFICIALLY | | Oldiges Trust 10,800 Shares/.002690 | | | | Charles H. Randolph 8,500 Shares/.0021174 | | OWNED BY | | | | |-------|-----------------------------------------------------------------| | EACH | 8 | SHARED VOTING POWER | | | | | | REPORTING | | | | |-------|-----------------------------------------------------------------| | PERSON | 9 | SOLE DISPOSITIVE POWER | | | | | | WITH | | | | | | | | |-------|-----------------------------------------------------------------| | | 10 | SHARED DISPOSITIVE POWER | | | | | |-----|---------------------------------------------------------------------------------------------------| | 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 239,608 | |-----|---------------------------------------------------------------------------------------------------| | 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN | | | SHARES* [ ] | | | ---- | |-----|---------------------------------------------------------------------------------------------------| | 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | | | | .0596885 BASED UPON 4,014,304 SHARES | |-----|---------------------------------------------------------------------------------------------------| | 14 | TYPE OF REPORTING PERSON* | | | | | | | - -----------------------------------------------------------------------------------------------------------
3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 8) ITEM 1 (A). NAME OF ISSUER: Winton Financial Corporation - ----------------------------------------------------------------------------- ITEM 1 (B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 5511 Cheviot Road - ----------------------------------------------------------------------------- Cincinnati, OH 45247 (513) 385-3880 - ----------------------------------------------------------------------------- ITEM 2 (A). NAME OF PERSON FILING: Daniel P. Randolph, Trustee, Daniel P. Randolph, Individual - ----------------------------------------------------------------------------- ITEM 2 (B). ADDRESS OF PRINCIPAL BUSINESS OFFICE: Ritter & Randolph, 105 E. Fourth Street, Suite 1200 - ----------------------------------------------------------------------------- Cincinnati, OH 45202 (513) 381-5700 - ----------------------------------------------------------------------------- ITEM 2 (C). PLACE OF ORGANIZATION: State of Ohio - ----------------------------------------------------------------------------- ITEM 2 (D). TITLE OF CLASS OF SECURITIES: Common Stock - ----------------------------------------------------------------------------- ITEM 2 (E). CUSIP NUMBER: 976446-10-4 - ----------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D - 2 (B), INDICATE TYPE OF PERSON FILING: Person filing is a Parent Holding Company, in accordance with 240.13d - 1(b)(ii)(G) - ----------------------------------------------------------------------------- 3 of 5 4 ITEM 4. OWNERSHIP: (a) Amount of beneficially owned: shares 239,608 --------------------- (b) Percent of class: .0596885% --------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 239,608 -------- (ii) Shared power to vote or to direct the vote 0 -------- (iii) Sole power to dispose or to direct the disposition of 239,608 -------- (iv) Shared power to dispose or to direct the disposition of 0 --------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable -------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Other persons are known to have the right to receive or the power to direct the receipt of dividends or the proceeds from the sale of these securities. Those persons whose interest relates to more than five percent of the class are: Daniel P. Randolph, Individual Retirement Account - 42,144 Shares Daniel P. Randolph, Trustee Under Agreement, R. Irene Randolph, dated 01/13/86 - 178,164 Shares Daniel P. Randolph, Trustee Under Agreement, Ronald I. Oldiges, dated 03/06/92 - 10,800 Shares Charles H. Randolph Trust - 8,500 Shares ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Identification: N/A --------------------- Classification: (B) A Bank as defined by Section -------------------------------- 3(A)(6) of the Act. ------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable -------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable -------------- 4 of 5 5 ITEM 10. CERTIFICATION The undersigned expressly declares that the filing of the Schedule 13G shall not be construed as an admission that the undersigned is, for purposes of Section 13(d) and 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this Schedule 13G. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 12/9/98 -------------- By: /s/ DANIEL P. RANDOLPH ------------------------- Daniel P. Randolph Individually, Trustee Managing Partner 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----